Financial Guaranty UK Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  http://www.financialguarantyuk.com

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  For All

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Michael Minnich

  IRN MXM81969

  • SMF3 Executive Director (19 Jan 2021 to 30 Sep 2024)
• Nicholas Anthony Jones

  IRN NAJ01025

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 18 Jun 2020)
  • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (23 Dec 2004 to 6 Mar 2016)
• Nicola (Jnr) Santoro

  IRN NXS01422

  • CF28 Systems and controls (1 Nov 2007 to 3 Jan 2013)
  • CF13 Finance (21 Dec 2005 to 31 Oct 2007)
• Paul David Severs

  IRN PDS01149

  • CF11 Money Laundering Reporting (7 Nov 2005 to 30 Jun 2006)
  • CF10 Compliance Oversight (7 Nov 2005 to 30 Jun 2006)
• Peter Simon Meijer

  IRN PSM01065

  • SMF14 Senior Independent Director (30 Nov 2020 to 2 Dec 2021)
• Philip Charles Sullivan

  IRN PCS01068

  • SMF14 Senior Independent Director (10 Dec 2018 to 18 Jun 2020)
  • SMF11 Chair of the Audit Committee (10 Dec 2018 to 18 Jun 2020)
  • SIMF11 Chair of the Audit Committee (5 Jun 2017 to 9 Dec 2018)
  • SIMF14 Senior Independent Director (5 Jun 2017 to 9 Dec 2018)
• Richard John Watson

  IRN RJW01173

  • CF16 Significant Mgt (Desgntd Investment Business) (7 Nov 2005 to 18 Nov 2005)
• Robert Velins

  IRN RXV01099

  • CF18 Significant Mgt (Insurance Underwriting) (16 Apr 2007 to 10 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (7 Nov 2005 to 16 Apr 2007)
• Simon John Granger

  IRN SJG01296

  • SMF3 Executive Director (since 22 Jan 2025)
  • Responsible for Insurance Distribution (since 22 Jan 2025)
  • SMF1 Chief Executive (since 4 Apr 2022)
  • SMF3 Executive Director (23 Nov 2021 to 4 Apr 2022)
• Stefano Loreti

  IRN SXL01364

  • SMF3 Executive Director (since 14 Feb 2025)
  • SMF20 Chief Actuary (since 10 Nov 2020)
  • SMF4 Chief Risk (since 10 Nov 2020)

No changes recorded yet.