Financial Guaranty UK Limited

Date authorised
1 April 2013
Companies House
05030956
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Forvis Mazars LLP
    30 Old Bailey
    London
    City Of London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402070634000
    Web
    http://www.financialguarantyuk.com

  • Complaints Contact

    Forvis Mazars LLP
    30 Old Bailey
    London
    City Of London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402070634000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For All

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Alan Mace

    IRN SXM91870

    • SMF16 Compliance Oversight (8 Feb 2021 to 31 Jan 2022)
  • Timothy Sean Travers

    IRN TST01010

    • SMF2 Chief Finance (27 Feb 2019 to 18 Jun 2020)
    • SMF1 Chief Executive (10 Dec 2018 to 18 Jun 2020)
    • SMF3 Executive Director (10 Dec 2018 to 18 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jun 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (26 Nov 2004 to 6 Mar 2016)
    • CF3 Chief Executive (26 Nov 2004 to 6 Mar 2016)
    • CF1 Director (26 Nov 2004 to 9 Dec 2018)
  • Wei Zhong

    IRN WXZ00018

    • SMF2 Chief Finance (since 24 Aug 2022)
  • Yadin Rozov

    IRN YXR81970

    • Responsible for Insurance Distribution (14 Apr 2021 to 26 Nov 2021)
    • SMF1 Chief Executive (2 Nov 2020 to 26 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.