Financial Advisor Limited

FRN: 216400
Date authorised: 1 April 2013
Companies House: 06539331
Last scraped: 19 hours ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

60 Cannon Street

London

EC4N 6NP

UNITED KINGDOM

Phone

+4402080542129

Web

https://www.cannongatewealth.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mark John Graveling
IRN MJG00087
- (1)Employed By (3 Oct 2007 to 18 Mar 2008)
Michael Stephen Philpot
IRN MSP01112
- (1)Employed By (since 17 Aug 2015)
Stephen Arthur Philpot
IRN SAP01086
- (2)Employed By (since 1 Dec 2001)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.