Stephen Arthur Philpot

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (22 May 2008 to 31 Mar 2025)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Financial Advisor Limited

    FRN 216400

    • (2)Employed By (since 1 Dec 2001)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (29 Nov 2004 to 19 Dec 2005)
  • The Money Factory Ltd (no longer approved here)

    FRN 408036

    • (1)Employed By (29 Nov 2004 to 19 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.