Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 5 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jul 2022)
    • CF30 Customer (14 Mar 2008 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 18 Mar 2008)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 18 Dec 2006)
  • Financial Advisor Limited (no longer approved here)

    FRN 216400

    • (1)Employed By (3 Oct 2007 to 18 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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