FIL Wealth Management Limited

Date authorised
1 April 2013
Companies House
06121251
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +440800222550
    Web
    https://www.fidelity.co.uk

  • Complaints Contact

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +448000845054

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Thomas McAree Young

    IRN DTY01004

    • CF2 Non Executive Director (23 May 2007 to 9 Dec 2010)
  • Davis Isaac Patrick Tannock

    IRN DXT00383

    • SMF12 Chair of the Remuneration Committee (13 Jan 2025 to 4 Aug 2025)
  • Derek Andrew Wilson

    IRN DAW01204

    • CF30 Customer (3 Jan 2018 to 31 Jan 2019)
  • Diana Margaret Stephenson

    IRN DMS01272

    • CF1 Director (AR) (28 Jun 2013 to 17 Jul 2015)
    • CF2 Non Executive Director (3 Jul 2012 to 17 Jul 2015)
  • Dominic Michael Joseph Rossi

    IRN DMR01051

    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
  • Dominic Newman

    IRN DXN09557

    • [FCA CF] Client dealing (1 Mar 2022 to 3 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Feb 2022)
    • CF30 Customer (18 Dec 2018 to 8 Dec 2019)
  • Donald John Grant

    IRN DJG01157

    • CF3 Chief Executive (19 Feb 2014 to 7 Apr 2015)
    • CF1 Director (AR) (26 Jun 2013 to 7 Apr 2015)
    • CF28 Systems and controls (11 Mar 2013 to 15 Apr 2014)
    • CF1 Director (11 Apr 2011 to 7 Apr 2015)
  • Duane Mark Payas

    IRN DMP00007

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
  • Edward David George Hiller

    IRN EDH01008

    • CF1 Director (AR) (10 Jul 2015 to 11 Nov 2015)
    • CF1 Director (6 Jul 2015 to 4 Apr 2016)
    • CF10 Compliance Oversight (10 Feb 2015 to 1 Feb 2018)
    • CF2 Non Executive Director (AR) (10 Mar 2014 to 10 Jul 2015)
    • CF2 Non Executive Director (24 Feb 2014 to 6 Jul 2015)
  • Edward Massam

    IRN EWM01014

    • [FCA CF] Client dealing (24 Mar 2022 to 13 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.