FIL Wealth Management Limited

Date authorised
1 April 2013
Companies House
06121251
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +440800222550
    Web
    https://www.fidelity.co.uk

  • Complaints Contact

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +448000845054

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Michael Harley

    IRN EMH01067

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • Ernest John Brown

    IRN EJB00007

    • CF30 Customer (25 May 2017 to 6 Jun 2017)
  • FAHIMA Hussain

    IRN FXH67544

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2023)
    • [FCA CF] Client dealing (since 8 Feb 2023)
  • Gavin Wilson

    IRN GXW00062

    • SMF3 Executive Director (since 4 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Jul 2024)
  • Gaynor Annette Waterman

    IRN GXW01207

    • CF2 Non Executive Director (23 May 2007 to 9 Dec 2010)
  • Gemma Sarah Evangelou

    IRN GSC01087

    • [FCA CF] Client dealing (29 Sep 2022 to 6 May 2024)
    • [FCA CF] Functions requiring qualifications (29 Sep 2022 to 6 May 2024)
  • Geoffrey Stephen Lewis

    IRN GSL01049

    • CF30 Customer (13 Oct 2008 to 19 Oct 2012)
  • Gerard Robert Scott

    IRN GRS01143

    • CF30 Customer (17 Oct 2008 to 22 Mar 2010)
  • Glen Moreno

    IRN GXM01651

    • SMF12 Chair of the Remuneration Committee (11 Sep 2020 to 30 Jun 2024)
  • Hannah Lee

    IRN HFL01009

    • CF30 Customer (8 Mar 2013 to 29 May 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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