FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Paul Clougherty
IRN JPC01121
- SMF1 Chief Executive (10 Dec 2019 to 30 Jun 2023)
- CF3 Chief Executive (22 Nov 2013 to 22 Apr 2016)
- CF1 Director (10 Oct 2012 to 8 Dec 2019)
- CF29 Significant management (20 Jun 2012 to 10 Oct 2012)
John Peter Beaven
IRN JPB01095
- CF30 Customer (1 Nov 2007 to 31 Dec 2016)
- CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 12 Feb 2007)
John Russell
IRN JXR00145
- [FCA CF] Significant management (1 Nov 2021 to 20 Aug 2024)
John Stephen Philip Fulford
IRN JSF01022
- CF30 Customer (13 Sep 2010 to 23 Oct 2017)
- CF29 Significant management (1 Nov 2007 to 23 Oct 2017)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Mar 2007 to 31 Oct 2007)
Jonathan Andrew Fry
IRN JAF01205
- CF30 Customer (4 Jan 2016 to 23 Oct 2017)
Jonathan Arden Hewitt
IRN JAH01268
- CF29 Significant management (3 Jun 2015 to 23 Oct 2017)
Jonathan Finney
IRN JXF01588
- CF30 Customer (8 Dec 2009 to 23 Oct 2017)
Jonathan Henry Meredydd Guinness
IRN JHG01064
- CF30 Customer (3 Jan 2008 to 30 Jan 2009)
Jonathan Mark Neve
IRN JMN01056
- CF30 Customer (9 Nov 2016 to 5 Jul 2017)
Jonathan Ogier
IRN JXO01279
- CF30 Customer (5 Mar 2008 to 29 Jul 2011)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.