Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 12 Feb 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 12 Feb 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 12 Feb 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.