FIL Investment Advisors (UK) Limited

• Principal Place of Business

  Beech Gate

  Millfield Lane

  Lower Kingswood

  Tadworth

  Surrey

  KT20 6RP

  UNITED KINGDOM

  Phone

  +4401732361144

  Web

  https://www.fidelity.co.uk

• Complaints Contact

  4 Cannon Street

  London

  EC4M 5AB

  UNITED KINGDOM

  Phone

  +4402079614731

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Silvia Conti

  IRN SXC00249

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
• Simon Coulon

  IRN SMC01272

  • CF28 Systems and controls (27 Feb 2017 to 13 Jul 2018)
• Simon George Owen

  IRN SGO01017

  • CF30 Customer (15 Apr 2008 to 5 Apr 2018)
• Simon Herbert George Mungall

  IRN SHM01037

  • CF27 Investment Management (30 Aug 2006 to 1 Jul 2007)
• Simon John Fraser

  IRN SJF01099

  • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2005 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 2 Sep 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Sep 2005)
  • CF3 Chief Executive (1 Dec 2001 to 2 Sep 2005)
• Simon John Toon

  IRN SJT01102

  • CF26 Customer Trading (1 Dec 2001 to 17 Oct 2006)
• Simon Lambert

  IRN SXL01587

  • CF30 Customer (14 Jan 2008 to 30 Jan 2009)
• Simon Mark Haslam

  IRN SMH01071

  • SMF10 Chair of the Risk Committee (17 Jan 2020 to 22 Dec 2020)
  • SMF12 Chair of the Remuneration Committee (17 Jan 2020 to 11 Sep 2020)
  • SMF11 Chair of the Audit Committee (17 Jan 2020 to 22 Dec 2020)
  • CF1 Director (3 Feb 2010 to 8 Dec 2019)
• Siyan Liu

  IRN SXL02201

  • [FCA CF] Client dealing (since 21 Aug 2025)
  • [FCA CF] Manager of certification employee (since 21 Aug 2025)
  • [FCA CF] Manager of certification employee (22 Aug 2022 to 10 Apr 2024)
  • [FCA CF] Client dealing (22 Aug 2022 to 10 Apr 2024)
• Sonal Patel

  IRN SXP02653

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2025)
  • CF30 Customer (23 Sep 2015 to 8 Dec 2019)

No changes recorded yet.