FIL Investment Advisors (UK) Limited

• Principal Place of Business

  Beech Gate

  Millfield Lane

  Lower Kingswood

  Tadworth

  Surrey

  KT20 6RP

  UNITED KINGDOM

  Phone

  +4401732361144

  Web

  https://www.fidelity.co.uk

• Complaints Contact

  4 Cannon Street

  London

  EC4M 5AB

  UNITED KINGDOM

  Phone

  +4402079614731

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Francis Howse

  IRN AFH01021

  • CF1 Director (6 Apr 2016 to 22 Sep 2017)
• Andrew Greetham

  IRN AAG01047

  • CF30 Customer (1 Nov 2007 to 12 May 2010)
  • CF27 Investment Management (27 Jul 2007 to 31 Oct 2007)
• Andrew James Alabaster

  IRN AJA01166

  • CF27 Investment Management (11 Jan 2007 to 4 Apr 2007)
• Andrew James King Steward

  IRN AJS01265

  • CF13 Finance (1 Dec 2001 to 20 Aug 2002)
  • CF1 Director (1 Dec 2001 to 1 Dec 2006)
• Andrew Jonathan Morris

  IRN AJM01250

  • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
  • CF1 Director (16 May 2008 to 3 Nov 2017)
  • CF10 Compliance Oversight (25 Feb 2008 to 15 Oct 2013)
• Andrew Lloyd Jones

  IRN ALJ01040

  • CF1 Director (23 Jul 2010 to 5 Mar 2012)
• Andrew Martin

  IRN ADM01148

  • CF30 Customer (1 Nov 2007 to 5 Dec 2017)
  • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
• Andrew McCaffery

  IRN AXM01444

  • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2024)
  • CF1 Director (21 Nov 2019 to 8 Dec 2019)
  • CF3 Chief Executive (21 Nov 2019 to 8 Dec 2019)
• Andrew Philip Weir

  IRN APW01115

  • CF30 Customer (1 Nov 2007 to 13 Aug 2016)
  • CF27 Investment Management (1 Dec 2003 to 31 Oct 2007)
• Andrew Richard Bradley

  IRN ARB01216

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Sep 2020)
  • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)

No changes recorded yet.