FIL Investment Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Beech GateMillfield LaneLower KingswoodTadworthSurreyKT20 6RPUNITED KINGDOM- Phone
- +4401732361144
-
Complaints Contact
4 Cannon StreetLondonEC4M 5ABUNITED KINGDOM- Phone
- +4402079614731
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 5 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
- · Limited to dealing-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to transaction-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Andrey Borisovitch Ovchinnikov
IRN ABO01007
- CF30 Customer (23 Jan 2008 to 14 Nov 2008)
-
Anee Das
IRN AXD00555
- [FCA CF] Client dealing (since 19 May 2022)
- [FCA CF] Material risk taker (1 Apr 2022 to 19 May 2022)
-
Aneta Wynimko
IRN AXM02452
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (24 May 2007 to 31 Oct 2007)
-
Angel Agudo
IRN AXA01808
- [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
- CF30 Customer (2 Jan 2008 to 30 Jan 2009)
-
Angel Ortiz
IRN AXO01249
- CF30 Customer (11 Jan 2008 to 30 Jan 2009)
-
Angus Robert Lockhart Bogle
IRN ARB01119
- CF30 Customer (30 May 2008 to 30 Sep 2011)
- CF29 Significant management (1 Nov 2007 to 30 Sep 2011)
- CF26 Customer Trading (3 Jul 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jun 2006 to 31 Oct 2007)
- CF27 Investment Management (2 Jun 2006 to 3 Jul 2006)
-
Anisha Popat
IRN AXP01786
- [FCA CF] Manager of certification employee (since 16 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Oct 2020)
- CF30 Customer (26 Mar 2008 to 8 Dec 2019)
-
Anna Stupnytska
IRN GAS01087
- [FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
-
Anne Grim
IRN AMG01270
- CF1 Director (31 Jul 2017 to 31 Jan 2019)
-
Anthony John Bolton
IRN AJB01393
- CF30 Customer (1 Nov 2007 to 2 Sep 2008)
- CF29 Significant management (1 Nov 2007 to 16 Mar 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.