FIL Investment Advisors (UK) Limited

• Principal Place of Business

  Beech Gate

  Millfield Lane

  Lower Kingswood

  Tadworth

  Surrey

  KT20 6RP

  UNITED KINGDOM

  Phone

  +4401732361144

  Web

  https://www.fidelity.co.uk

• Complaints Contact

  4 Cannon Street

  London

  EC4M 5AB

  UNITED KINGDOM

  Phone

  +4402079614731

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Matthew Siddle

  IRN MSS01128

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (20 Apr 2007 to 31 Oct 2007)
• Max Stainton

  IRN MXS01326

  • [FCA CF] Client dealing (since 12 Jun 2023)
• Max-Justus Rohrig

  IRN MXR00155

  • [FCA CF] Material risk taker (since 11 Nov 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Meng Lu

  IRN MXL01706

  • CF30 Customer (18 Aug 2008 to 16 Feb 2009)
• Michael Charles Gordon

  IRN MCG01071

  • CF29 Significant management (1 Nov 2007 to 19 Dec 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
  • CF1 Director (1 Sep 2005 to 25 May 2006)
  • CF8 Apportionment and Oversight (1 Sep 2005 to 25 May 2006)
  • CF3 Chief Executive (1 Sep 2005 to 25 May 2006)
• Michael Clark

  IRN MJC01232

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (28 Mar 2008 to 8 Dec 2019)
• Michael Costa

  IRN MXC03298

  • CF30 Customer (2 Mar 2018 to 27 Jun 2018)
• Michael Dixon Kopfler

  IRN MDK01059

  • CF29 Significant management (3 Jun 2016 to 18 Jan 2019)
• Michael Reznikas

  IRN MXR01668

  • CF30 Customer (1 Nov 2007 to 12 Sep 2008)
  • CF27 Investment Management (19 Jan 2007 to 31 Oct 2007)
• Michael Riddell

  IRN MHR01029

  • [FCA CF] Client dealing (since 1 Jul 2024)

No changes recorded yet.