FIL Investment Advisors (UK) Limited

Date authorised
1 April 2013
Companies House
01802466
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +4401732361144
  • Complaints Contact

    4 Cannon Street
    London
    EC4M 5AB
    UNITED KINGDOM
    Phone
    +4402079614731

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
    • · Limited to dealing-only activities.
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Sayers

    IRN MXS01362

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2023)
  • Michael Thomas Francz

    IRN MTF01015

    • CF30 Customer (2 Jan 2008 to 30 Sep 2008)
  • Michael Webb

    IRN MXW01904

    • CF29 Significant management (3 May 2016 to 31 Jan 2018)
    • CF1 Director (12 Apr 2013 to 3 May 2016)
  • Michelle Ann Cracknell

    IRN MAC00004

    • CF2 Non Executive Director (8 Nov 2019 to 8 Dec 2019)
  • Michelle Lorraine Edwards

    IRN MLE01007

    • CF11 Money Laundering Reporting (30 Jan 2015 to 18 Mar 2017)
  • Mikko Iso-Kulmala

    IRN MXI01298

    • [FCA CF] Manager of certification employee (25 Aug 2022 to 16 May 2024)
    • [FCA CF] Client dealing (1 Feb 2022 to 16 May 2024)
  • Min Xiao

    IRN MXX00006

    • [FCA CF] Client dealing (11 Apr 2022 to 19 Feb 2024)
  • Mohammad Mazil Baig

    IRN MXB00897

    • [FCA CF] Client dealing (16 May 2022 to 7 Jun 2023)
  • Moya-Anne Louise McGough

    IRN MLM01087

    • CF30 Customer (1 Apr 2008 to 15 Dec 2010)
  • Muhammad Arshad Azeem Malik

    IRN MXM00907

    • [FCA CF] Manager of certification employee (since 2 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jul 2022)

Recent activity

Updates to this firm's record on the FCA register.

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