Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2023)
- CF30 Customer (4 Jan 2010 to 17 Aug 2016)
-
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2023)
-
- CF30 Customer (11 Jan 2008 to 30 Jun 2009)
-
- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.