FIL Investment Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Beech GateMillfield LaneLower KingswoodTadworthSurreyKT20 6RPUNITED KINGDOM- Phone
- +4401732361144
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Complaints Contact
4 Cannon StreetLondonEC4M 5ABUNITED KINGDOM- Phone
- +4402079614731
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 5 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
- · Limited to dealing-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to transaction-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Glen Moreno
IRN GXM01651
- SMF12 Chair of the Remuneration Committee (11 Sep 2020 to 30 Jun 2024)
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Glenn Louis Bedwin
IRN GLB01060
- CF30 Customer (27 Mar 2008 to 17 Nov 2008)
- CF29 Significant management (27 Mar 2008 to 2 Sep 2008)
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Graham Stephen Clapp
IRN GSC01029
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2006)
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Graham Tick
IRN GET01020
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
- CF30 Customer (15 Mar 2017 to 8 Dec 2019)
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Gregory Nicholas Brian Bennett
IRN GNB01022
- CF30 Customer (1 Nov 2007 to 1 Feb 2018)
- CF29 Significant management (1 Nov 2007 to 1 Feb 2018)
- CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
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Grethe Gulborg Schepers
IRN GXS00355
- [FCA CF] Manager of certification employee (10 Aug 2021 to 7 Apr 2023)
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Grigorios Konstantinidis
IRN GXK01217
- [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2021)
- CF30 Customer (14 Jan 2008 to 30 Jan 2009)
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HYUNHO SOHN
IRN HXS01553
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (14 Jul 2011 to 8 Dec 2019)
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Hamish McArthur
IRN HXM23306
- [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
- CF30 Customer (7 Nov 2019 to 8 Dec 2019)
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Hannah Ritson
IRN HXR00301
- [FCA CF] Client dealing (since 1 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.