FIFTHDELTA Ltd

• Principal Place of Business

  15 Sackville Street

  London

  W1S 3DJ

  UNITED KINGDOM

  Phone

  +442039895556

  Web

  https://www.fifthdelta.com

• Complaints Contact

  15 Sackville Street

  London

  W1S 3DJ

  UNITED KINGDOM

  Phone

  +442039895556

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Share, Unit

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Bradley

  IRN CXB01444

  • [FCA CF] Significant management (since 8 Feb 2023)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Material risk taker (since 1 Apr 2021)
  • SMF1 Chief Executive (1 Apr 2021 to 8 Feb 2023)
• Christopher David Johnson

  IRN CDJ01041

  • [FCA CF] Significant management (since 28 Mar 2022)
  • [FCA CF] Material risk taker (since 28 Mar 2022)
• Emily Woollacott

  IRN EXW00237

  • [FCA CF] Significant management (since 23 May 2024)
  • [FCA CF] Client dealing (since 3 Mar 2023)
  • [FCA CF] Material risk taker (since 3 Mar 2023)
• Fahmi Syed

  IRN FXS01151

  • [FCA CF] Client dealing (1 Apr 2021 to 10 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2021 to 10 Jan 2022)
  • [FCA CF] Material risk taker (1 Apr 2021 to 10 Jan 2022)
  • SMF16 Compliance Oversight (1 Apr 2021 to 10 Jan 2022)
• James Frederick Taylor

  IRN JFT01064

  • [FCA CF] Client dealing (21 Jun 2021 to 20 Sep 2024)
  • [FCA CF] Material risk taker (21 Jun 2021 to 20 Sep 2024)
• Natasha Newbold

  IRN NXN01190

  • SMF16 Compliance Oversight (since 10 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2022)
  • [FCA CF] Material risk taker (since 4 Jan 2022)
• Niall Arthur James O'Keeffe

  IRN NAO01014

  • SMF1 Chief Executive (since 7 Feb 2023)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • SMF3 Executive Director (since 1 Apr 2021)
  • [FCA CF] Material risk taker (since 1 Apr 2021)
• Tio Chaharbaghi

  IRN TXC01423

  • [FCA CF] Material risk taker (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • SMF3 Executive Director (since 1 Apr 2021)
• Tyson Appadoo

  IRN TXA01391

  • [FCA CF] Client dealing (21 Jun 2021 to 10 Dec 2024)
  • [FCA CF] Material risk taker (21 Jun 2021 to 10 Dec 2024)
• Wei Gong

  IRN WXG00037

  • [FCA CF] Material risk taker (21 Jun 2021 to 2 Oct 2025)
  • [FCA CF] Client dealing (21 Jun 2021 to 2 Oct 2025)

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