Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIFTHDELTA Ltd

    FRN 937958

    • SMF16 Compliance Oversight (since 10 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2022)
    • [FCA CF] Material risk taker (since 4 Jan 2022)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • SMF16 Compliance Oversight (30 Sep 2020 to 2 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2020 to 2 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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