Caroline Bradley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIFTHDELTA Ltd

    FRN 937958

    • [FCA CF] Significant management (since 8 Feb 2023)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Material risk taker (since 1 Apr 2021)
    • SMF1 Chief Executive (1 Apr 2021 to 8 Feb 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (18 Nov 2019 to 18 Sep 2020)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (25 Jun 2018 to 18 Sep 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2020)
    • CF30 Customer (28 Feb 2013 to 6 Mar 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF21 Investment Adviser (10 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2002 to 7 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.