Date authorised
3 May 2016
Companies House
08775924
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Grosvenor Gardens
    London
    SW1W 0AU
    UNITED KINGDOM
    Phone
    +4402073993592
  • Complaints Contact

    52 Grosvenor Gardens
    London
    SW1W 0AU
    UNITED KINGDOM
    Phone
    +4402073993592

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Patrick John Daniel

    IRN CPD01087

    • CF30 Customer (10 Oct 2016 to 9 Dec 2021)
  • David James Murphy

    IRN DJM01684

    • CF30 Customer (16 Oct 2017 to 28 Aug 2018)
  • Deane Keith Short

    IRN DKS01025

    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Elefterios Dimitri Kyriazis

    IRN EXK06956

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
    • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
  • Frederick Nicholas Eloff

    IRN FNE01004

    • CF30 Customer (6 Oct 2016 to 18 Dec 2018)
  • Gareth Thomas

    IRN GXT01512

    • SMF3 Executive Director (since 6 May 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Jul 2019)
    • CF11 Money Laundering Reporting (3 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 May 2016 to 8 Dec 2019)
  • Gianpaolo Antonio Pera

    IRN GAP01071

    • SMF1 Chief Executive (since 30 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 28 Jun 2019)
    • CF30 Customer (since 3 May 2016)
    • CF1 Director (3 May 2016 to 8 Dec 2019)
  • Johan Eloff

    IRN JNE01022

    • CF30 Customer (5 Oct 2016 to 15 Nov 2018)
  • Josephine Cecilia Llewellen Palmer

    IRN JXL00151

    • CF30 Customer (25 Apr 2022 to 1 Dec 2023)
  • Lloyd Peter West

    IRN LPW00024

    • CF30 Customer (since 19 Mar 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.