Date authorised
3 May 2016
Companies House
08775924
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Grosvenor Gardens
    London
    SW1W 0AU
    UNITED KINGDOM
    Phone
    +4402073993592
  • Complaints Contact

    52 Grosvenor Gardens
    London
    SW1W 0AU
    UNITED KINGDOM
    Phone
    +4402073993592

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Lenn Simpson

    IRN MLS01132

    • CF30 Customer (26 Jul 2017 to 12 Mar 2018)
  • Pondai Farai Dengu

    IRN PFD01048

    • CF30 Customer (10 Oct 2016 to 30 Jun 2017)
  • Robert Basil Hersov

    IRN RBH01065

    • SMF9 Chair of the Governing Body (2 Jun 2021 to 11 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2022)
    • CF1 Director (3 May 2016 to 8 Dec 2019)
    • CF3 Chief Executive (3 May 2016 to 8 Dec 2019)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)
  • Tristan Doumen

    IRN TXD00086

    • CF30 Customer (since 28 Nov 2023)
    • [FCA CF] Client dealing (since 9 Jun 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.