Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 21 Jun 2019)
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- CF30 Customer (5 Oct 2016 to 15 Nov 2018)
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- CF30 Customer (5 Jan 2015 to 3 May 2016)
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- CF30 Customer (26 Nov 2014 to 31 Dec 2014)
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- CF30 Customer (11 Apr 2013 to 1 Jan 2014)
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- CF30 Customer (21 Mar 2013 to 1 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.