Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2019)
  • Fidelia Partners Group Limited (no longer approved here)

    FRN 706522

    • CF30 Customer (5 Oct 2016 to 15 Nov 2018)
  • Standard Advisory London Limited (no longer approved here)

    FRN 628856

    • CF30 Customer (5 Jan 2015 to 3 May 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (26 Nov 2014 to 31 Dec 2014)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 1 Jan 2014)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 1 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.