Fenshaw Independent Financial Advisers LLP

• Principal Place of Business

  Fenshaw Independent Financial Advisers

  Sunnyfields Business Centre

  Sunnyfields Road

  Braintree

  Essex

  CM7 5PG

  UNITED KINGDOM

  Phone

  +447889345250

  Web

  https://www.fenshaw-ifa.com

• Complaints Contact

  Fenshaw Independent Financial Advisers

  Sunnyfields Business Centre

  Sunnyfields Road

  Braintree

  Essex

  CM7 5PG

  UNITED KINGDOM

  Phone

  +447889345250

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Clive Rudge

  IRN CCR00005

  • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2021)
  • SMF27 Partner (9 Dec 2019 to 27 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Dec 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2023)
  • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (10 Apr 2019 to 8 Dec 2019)
• Kieron McLoughlin

  IRN KXM00249

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2024)
  • [FCA CF] Client dealing (since 21 Oct 2024)
• Marilyn Anne Stickland

  IRN MAS00041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2024)
  • [FCA CF] Client dealing (since 7 Mar 2024)
• Matthew Hill

  IRN MXH14935

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Peter John Sutcliffe

  IRN PXS00174

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2025)
  • CF30 Customer (4 Sep 2019 to 8 Dec 2019)
• Robert Geoffrey Hart

  IRN RGH00013

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 May 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 10 Apr 2019)
  • Responsibility for MCD Intermediation (since 10 Apr 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2021)
  • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (10 Apr 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Apr 2019 to 8 Dec 2019)
• Tiffany Babet

  IRN TXB17243

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
• Tracey Ann Hart

  IRN TAH01108

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (10 Apr 2019 to 8 Dec 2019)
• Wendy Elisa Rudge

  IRN WXR10116

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Jun 2021)
  • SMF27 Partner (9 Dec 2019 to 6 Dec 2023)
  • CF4 Partner (10 Apr 2019 to 8 Dec 2019)

No changes recorded yet.