Colin Clive Rudge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Jan 2024)
    • CF30 Customer (since 2 Dec 2023)
  • Chapel Wealth Management Group Ltd

    FRN 987637

    • Employed By (since 2 Dec 2023)
  • Fenshaw Independent Financial Advisers LLP (no longer approved here)

    FRN 830134

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2021)
    • SMF27 Partner (9 Dec 2019 to 27 Dec 2023)
    • CF4 Partner (10 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Chapel Wealth Management LLP (no longer approved here)

    FRN 200313

    • Employed By (17 Oct 2005 to 24 Mar 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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