Robert Geoffrey Hart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fenshaw Independent Financial Advisers LLP

    FRN 830134

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Apr 2019)
    • Responsible for Insurance Distribution (since 10 Apr 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2021)
    • CF4 Partner (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Chapel Wealth Management LLP (no longer approved here)

    FRN 200313

    • Employed By (17 Oct 2005 to 21 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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