Date authorised
1 April 2013
Companies House
FC004559
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Miriam Assumpta Connole

    IRN MXC02601

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Mar 2022)
  • Mohamed Shurbaji

    IRN MXS02438

    • CF29 Significant management (16 Apr 2010 to 31 Mar 2016)
  • Patrick Scott Lawlis

    IRN PXL00249

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Jul 2023)
  • Paul Johnston

    IRN PXJ35600

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 7 Apr 2020)
  • Richard Edward Copping

    IRN REC01100

    • SMF16 Compliance Oversight (since 3 Jan 2019)
  • Richard James Shanks

    IRN RXS00483

    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • SMF22 Other Local Responsibility (8 Dec 2021 to 1 Oct 2023)
  • Robert Lamprey

    IRN RJL01185

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Jul 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 9 Oct 2024)
    • [PRA CF] Key function holder (10 Dec 2018 to 1 Jul 2023)
  • Simon Fassnidge

    IRN SXF00543

    • [PRA CF] Significant risk taker or Material risk taker (14 Jan 2025 to 31 Mar 2026)
    • [FCA CF] Material risk taker (14 Jan 2025 to 31 Mar 2026)
    • [PRA CF] Key function holder (14 Jan 2025 to 31 Mar 2026)
  • Simon Vincent Wood

    IRN SVW01008

    • SIMF19 Head of Third Country Branch Function (7 Mar 2016 to 30 Jun 2016)
    • CF3 Chief Executive (27 Jul 2012 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (27 Jul 2012 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 10 Jan 2008)
    • CF13 Finance (9 Dec 2002 to 31 Oct 2007)
  • Stuart Kenneth Bowman

    IRN SKB01021

    • [FCA CF] Manager of certification employee (10 Dec 2018 to 7 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.