FB WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +4403331122211

  Web

  https://www.fbwealth.co.uk

• Complaints Contact

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +443331122211

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on any form of debt (personal or corporate) that we may recommend a client repay before considering the investment of capital.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Burrow

  IRN GXB00117

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2021 to 27 Jul 2023)
• Graham Thompson

  IRN GXT01156

  • CF30 Customer (1 Apr 2011 to 31 Mar 2016)
• Howard Andrew Pykett

  IRN HAP01025

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Aug 2012 to 8 Dec 2019)
• Ian Howard Simpson

  IRN IHS01007

  • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
• James Anthony Slater

  IRN JAS01461

  • CF30 Customer (16 Nov 2017 to 16 Aug 2018)
• James Scott Marshall

  IRN JSM00061

  • CF11 Money Laundering Reporting (4 Mar 2015 to 12 Aug 2015)
  • CF1 Director (4 Mar 2015 to 12 Aug 2015)
  • CF10 Compliance Oversight (4 Mar 2015 to 12 Aug 2015)
• John Andrew Varley

  IRN JXV01161

  • Responsible for Insurance Mediation (12 May 2016 to 30 Nov 2016)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Nov 2016)
  • CF3 Chief Executive (17 Oct 2011 to 30 Nov 2016)
  • CF1 Director (17 Oct 2011 to 30 Nov 2016)
  • CF30 Customer (1 Apr 2011 to 30 Nov 2016)
• John Brian Drakes

  IRN JBD00007

  • CF30 Customer (7 Apr 2011 to 28 Apr 2017)
• John Christopher Munton

  IRN JCM01306

  • CF30 Customer (13 Apr 2017 to 20 Oct 2017)
• John Richard Fielding

  IRN JRF00010

  • CF30 Customer (9 Aug 2012 to 28 Apr 2017)

No changes recorded yet.