Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Josie Green
IRN JXG00706
- [FCA CF] Significant management (since 1 Nov 2023)
Julian Scott Sellars
IRN JSS01192
- CF29 Significant management (7 Jul 2015 to 27 Oct 2015)
Juliette Imogen Astley Marsh
IRN JXA14025
- [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
Karl Adam Scrase
IRN KXS57290
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
Karl Jeffery Dixon Elliott
IRN KJE01023
- CF29 Significant management (17 Jun 2015 to 28 Jul 2017)
- CF1 Director (30 Mar 2015 to 7 Jul 2015)
Kate Collins
IRN KXC00155
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Nov 2025)
Kate Moore
IRN KXB01579
- CF29 Significant management (26 Sep 2008 to 30 Jun 2014)
Katie Leanne Jefferies
IRN KXJ00134
- [FCA CF] Manager of certification employee (since 14 Nov 2025)
- [FCA CF] Client dealing (since 14 Nov 2025)
Keith Frederick Meeres
IRN KXM01226
- CF28 Systems and controls (1 Jul 2015 to 15 Jul 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 12 Nov 2015)
- CF10 Compliance Oversight (1 Dec 2001 to 12 Nov 2015)
- CF1 Director (1 Dec 2001 to 15 Jul 2016)
Kevin Charles Browne
IRN KCB01032
- [FCA CF] Material risk taker (since 28 Feb 2025)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Jan 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.