Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paula Jane Iddon
IRN PJI01017
- CF29 Significant management (1 Apr 2015 to 28 Aug 2015)
Peter Alexander Stevens
IRN PAS01349
- CF29 Significant management (28 Feb 2014 to 15 Aug 2014)
Peter Gerald Owen O'Donnell
IRN PGO01009
- Director of firm who is not a certification employee or a SMF manager (since 23 May 2025)
Peter James Burrows
IRN PJB01485
- CF1 Director (1 Apr 2015 to 10 Jun 2015)
Peter John Box
IRN PJB01468
- CF29 Significant management (14 Dec 2009 to 22 Mar 2017)
Philip Craig Willcock
IRN PCW01074
- Director of firm who is not a certification employee or a SMF manager (1 May 2025 to 23 May 2025)
Philip Robert Edward Turner
IRN PXT00055
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
Philippa Jane Herz
IRN PJH01400
- SMF1 Chief Executive (since 16 Nov 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (26 Apr 2017 to 8 Dec 2019)
- CF28 Systems and controls (26 Apr 2017 to 17 May 2018)
- CF29 Significant management (24 Jun 2016 to 26 Apr 2017)
Rachael Rosalind Mary Atkinson
IRN RRA01026
- CF29 Significant management (24 Jul 2014 to 29 Nov 2019)
Ralph Smart
IRN RXS02055
- CF30 Customer (31 Jul 2009 to 2 Jul 2013)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.