Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Miles Nicholas Bingham
IRN MXB00364
- CF1 Director (8 Sep 2008 to 8 Sep 2008)
- CF29 Significant management (1 Nov 2007 to 8 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
Monika Anna Beaver
IRN MXB57286
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Neil Anthony English
IRN NXE00022
- [FCA CF] Significant management (25 Jan 2021 to 21 May 2021)
Neil Goodman
IRN NXG01537
- [FCA CF] CASS oversight function (since 22 Jan 2024)
Neil Woodruff Brackenridge
IRN NXB00208
- [FCA CF] Significant management (since 22 Mar 2021)
Nicola Cielle Audhlam-Gardiner
IRN NCA01034
- SMF3 Executive Director (26 Mar 2020 to 29 Apr 2022)
- CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
Nicola Jane Chitty
IRN NXC57306
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
Nigel Henry Hayward
IRN NHH01015
- CF29 Significant management (1 Nov 2007 to 31 Jul 2009)
- CF20 Significant Mgt (Settlements) (9 May 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (9 May 2005 to 31 Oct 2007)
Norman Malcolm Marshall Riddell
IRN NMR01012
- CF29 Significant management (24 Mar 2010 to 10 Aug 2016)
Olivia Jackson
IRN OXJ57292
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.