Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mary Cordelia Sheppard

    IRN MXS01328

    • CF13 Finance (1 Dec 2001 to 16 Mar 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 16 Mar 2006)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 16 Mar 2006)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 16 Mar 2006)
    • CF1 Director (1 Dec 2001 to 16 Mar 2006)
  • Mathew Richard Crann

    IRN MXC57308

    • [FCA CF] Functions requiring qualifications (24 Feb 2020 to 31 Jan 2021)
  • Matthew James Horstead

    IRN MXH57278

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)
  • Matthew Phillip Ellis

    IRN MPE01038

    • [FCA CF] Material risk taker (29 Apr 2022 to 30 Sep 2023)
    • [FCA CF] Significant management (1 Nov 2020 to 30 Sep 2023)
  • Melanie Moffat

    IRN MXM53619

    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
  • Michelle Isabelle Longworth

    IRN MXL54719

    • [FCA CF] Significant management (9 Dec 2019 to 15 Dec 2020)
  • Milda Liuolyte

    IRN MXL00520

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
    • SMF16 Compliance Oversight (since 16 Feb 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 1 Mar 2024)
  • Miles Nicholas Bingham

    IRN MXB00364

    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2021)
    • CF29 Significant management (1 Sep 2009 to 28 Feb 2014)
    • CF1 Director (8 Sep 2008 to 8 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Monika Anna Beaver

    IRN MXB57286

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Neil Anthony English

    IRN NXE00022

    • [FCA CF] Significant management (25 Jan 2021 to 21 May 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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