Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Goodman

    IRN NXG01537

    • [FCA CF] CASS oversight function (since 22 Jan 2024)
  • Neil Woodruff Brackenridge

    IRN NXB00208

    • [FCA CF] Material risk taker (since 22 Mar 2021)
    • [FCA CF] Significant management (since 22 Mar 2021)
  • Nicola Cielle Audhlam-Gardiner

    IRN NCA01034

    • SMF3 Executive Director (26 Mar 2020 to 29 Apr 2022)
    • CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
  • Nicola Jane Chitty

    IRN NXC57306

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
  • Nigel Henry Hayward

    IRN NHH01015

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2009)
    • CF17 Significant Mgt (Other Business Operations) (9 May 2005 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (9 May 2005 to 31 Oct 2007)
  • Norman Malcolm Marshall Riddell

    IRN NMR01012

    • CF29 Significant management (24 Mar 2010 to 10 Aug 2016)
  • Olivia Jackson

    IRN OXJ57292

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
  • Patrick Ryan

    IRN PXR00294

    • CF1 Director (AR) (20 Feb 2023 to 26 May 2023)
  • Paula Jane Iddon

    IRN PJI01017

    • CF29 Significant management (1 Apr 2015 to 28 Aug 2015)
  • Peter Alexander Stevens

    IRN PAS01349

    • CF29 Significant management (28 Feb 2014 to 15 Aug 2014)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.