Family Equity Plan Limited

• Principal Place of Business

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

  Web

  https://www.onefamily.com

• Complaints Contact

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arthur Paul Bridgwater

  IRN AXB67200

  • [FCA CF] Material risk taker (since 9 Nov 2020)
  • [FCA CF] Significant management (since 9 Nov 2020)
• Benjamin James Mizen

  IRN BXM00451

  • [FCA CF] Significant management (since 5 Jun 2024)
• Benjamin Mark Montague

  IRN BXM57280

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Bernard John White

  IRN BJW00013

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
  • CF10a CASS Oversight function (21 Oct 2011 to 8 Dec 2019)
  • CF29 Significant management (6 Apr 2010 to 3 Jul 2017)
• Beth Tait

  IRN BXP01224

  • SMF18 Other Overall Responsibility (since 26 Mar 2024)
  • [FCA CF] Material risk taker (1 Dec 2023 to 10 Jan 2025)
  • [FCA CF] Significant management (1 Dec 2023 to 10 Jan 2025)
  • [FCA CF] Manager of certification employee (1 Dec 2023 to 10 Jan 2025)
• Cara Ann Whatford

  IRN CAW01144

  • SMF3 Executive Director (since 5 Dec 2023)
  • [FCA CF] CASS oversight function (1 Aug 2021 to 5 Dec 2023)
  • [FCA CF] Manager of certification employee (1 Aug 2021 to 5 Dec 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2021 to 2 Aug 2021)
  • [FCA CF] Client dealing (1 Aug 2021 to 5 Dec 2023)
  • [FCA CF] Material risk taker (26 Feb 2021 to 5 Dec 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2023)
• Carl Potgieter

  IRN CXP53617

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Carly Ann Santry

  IRN CXS00281

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Carol Ann Ritchie

  IRN CAR01087

  • CF28 Systems and controls (2 Nov 2015 to 10 Aug 2016)
• Carol Day

  IRN CXD01486

  • CF29 Significant management (5 Aug 2009 to 2 Mar 2016)

• Bounty (UK) Ltd (no longer appointed)

  FRN 222169 · Appointed 16 Jun 2005 · Until 2 Jan 2006

• Early Learning Centre Ltd (no longer appointed)

  FRN 429518 · Appointed 14 Mar 2005 · Until 21 Jan 2011

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004

• Open & Direct Limited (no longer appointed)

  FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002

• Family Assurance Friendly Society Limited (no longer appointed)

  FRN 110067 · Appointed 1 Jul 1994 · Until 1 Dec 2001

• Ecology Building Society (no longer appointed)

  FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

No changes recorded yet.