Family Equity Plan Limited

• Principal Place of Business

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

  Web

  https://www.onefamily.com

• Complaints Contact

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Anthony Dolman

  IRN RXD01189

  • CF29 Significant management (23 Feb 2010 to 21 May 2010)
• Robert Charles Bayes

  IRN RCB01162

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Dec 2024)
• Robert Charles Edwards

  IRN RCE00005

  • CF29 Significant management (6 Aug 2009 to 30 Jul 2013)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 2 Sep 2002)
• Robert John Stuart Weir

  IRN RJW00002

  • CF29 Significant management (18 Mar 2010 to 22 May 2014)
• Robert Scott Vanstone

  IRN RXV53622

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
• Ronan Craig

  IRN RXC00617

  • [FCA CF] Significant management (20 Mar 2023 to 12 Sep 2023)
• Ross Robert Hossack

  IRN RXH00742

  • [FCA CF] Significant management (since 26 Mar 2024)
• Rowan Searle

  IRN RXS00323

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 31 Oct 2024)
  • [FCA CF] Significant management (8 Jan 2024 to 20 Dec 2024)
  • [FCA CF] CASS oversight function (13 Jul 2022 to 8 Jan 2024)
  • [FCA CF] Functions requiring qualifications (31 May 2021 to 30 Jun 2021)
• Saul Daniel Sherry

  IRN SXS00334

  • [FCA CF] Manager of certification employee (2 Oct 2023 to 15 Aug 2024)
  • [FCA CF] Significant management (25 Jan 2021 to 15 Aug 2024)
• Sean Edwin Haisell

  IRN SXH53625

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)

• Bounty (UK) Ltd (no longer appointed)

  FRN 222169 · Appointed 16 Jun 2005 · Until 2 Jan 2006

• Early Learning Centre Ltd (no longer appointed)

  FRN 429518 · Appointed 14 Mar 2005 · Until 21 Jan 2011

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004

• Open & Direct Limited (no longer appointed)

  FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002

• Family Assurance Friendly Society Limited (no longer appointed)

  FRN 110067 · Appointed 1 Jul 1994 · Until 1 Dec 2001

• Ecology Building Society (no longer appointed)

  FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

No changes recorded yet.