This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter James Smith
IRN PJS01362
- (88)Employed By (12 Jun 2008 to 31 Mar 2022)
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Peter Raymond Wood
IRN PRW00030
- (19)Employed By (13 Oct 2004 to 30 Aug 2019)
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Peter Thompson
IRN PXT00022
- (37)Employed By (29 Dec 2004 to 17 Aug 2011)
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Richard Anthony Eastwood Sutcliffe
IRN RAS00003
- (61)Employed By (29 Oct 2004 to 21 Dec 2006)
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Richard John Watson
IRN RJW00066
- (50)Employed By (3 Dec 2004 to 8 Dec 2019)
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Richard Wilton Moore
IRN RWM00031
- (7)Employed By (27 Sep 2004 to 16 Aug 2011)
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Robert Paul Bowers
IRN RPB01116
- (67)Employed By (26 Sep 2011 to 5 Oct 2011)
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Robert Scott Fleming
IRN RSF00007
- (55)Employed By (3 Dec 2004 to 13 Oct 2023)
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Ronald McLean Nicolson
IRN RMN00007
- (63)Employed By (13 Oct 2004 to 14 Apr 2005)
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Rosemary McKay
IRN RXM00182
- (24)Employed By (3 Dec 2004 to 31 Dec 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.