Fairstone Wealth Management Limited

• Principal Place of Business

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +441915196000

  Web

  https://www.fairstone.co.uk

• Complaints Contact

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +441915196000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

  Show 1 limitation Hide limitations

  • · This permission is limited to Entering into regulated credit agreement as lender (excluding high-cost short-term credit, bill of sale loan agreement, and home-collected credit loan agreement) where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under a regulated credit agreement.

• Loan Servicing

  Show 1 limitation Hide limitations

  • · This permission is limited to Entering into regulated credit agreement as lender (excluding high-cost short-term credit, bill of sale loan agreement, and home-collected credit loan agreement) where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under a regulated credit agreement.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Stephen Elgin

  IRN SXE00011

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2002)
• Stephen Geoffrey Mallard

  IRN SGM00022

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 16 Apr 2021)
• Stephen James Whiffin

  IRN SJW01353

  • CF30 Customer (1 Nov 2007 to 7 Mar 2014)
  • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 May 2005 to 11 May 2007)
• Stephen John Fleming

  IRN SJF00008

  • [FCA CF] Client dealing (1 Oct 2021 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 31 Mar 2023)
• Stephen Nigel Keith

  IRN SNK00007

  • CF24 Pension Transfer Specialist (26 Oct 2002 to 16 Dec 2002)
  • CF21 Investment Adviser (26 Oct 2002 to 16 Dec 2002)
• Stephen Paul McCord

  IRN SPM01237

  • [FCA CF] Client dealing (16 Jun 2021 to 24 Oct 2024)
  • [FCA CF] Functions requiring qualifications (16 Jun 2021 to 24 Oct 2024)
• Stephen William McGill

  IRN SWM00013

  • [FCA CF] Client dealing (1 Oct 2021 to 26 Aug 2022)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 26 Aug 2022)
• Steven Charles Hensley Richardson

  IRN SCR01084

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 7 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2022)
• Steven Martin Hollman

  IRN SXH18387

  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 1 Mar 2024)
  • [FCA CF] Client dealing (1 Oct 2021 to 1 Mar 2024)
• Steven Peter Lewis

  IRN SPL01090

  • CF30 Customer (28 Jul 2008 to 30 Dec 2008)

• Lord Financial Ltd (no longer appointed)

  FRN 504622 · Appointed 6 Aug 2009 · Until 9 Jul 2013

No changes recorded yet.