Stephen Nigel Keith

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2024)
    • [FCA CF] Client dealing (since 19 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Sep 2024)
    • CF1 Director (AR) (7 Apr 2014 to 23 Sep 2024)
    • CF30 Customer (1 Jul 2008 to 23 Sep 2024)
  • David Macdonald (no longer approved here)

    FRN 460787

    • Employed By (1 Jul 2008 to 23 Sep 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF21 Investment Adviser (26 Oct 2002 to 16 Dec 2002)
    • CF24 Pension Transfer Specialist (26 Oct 2002 to 16 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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