Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ray Facer

    IRN RXF01171

    • CF20 Significant Mgt (Settlements) (11 Jun 2002 to 1 Jan 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 1 Jan 2007)
  • Rebecca Michele McLean

    IRN RXM10965

    • SMF16 Compliance Oversight (11 Apr 2019 to 22 Aug 2019)
  • Robert Andrew Regan

    IRN RAR01138

    • CF29 Significant management (26 Jun 2012 to 2 Jan 2014)
    • CF1 Director (26 Jun 2012 to 2 Jan 2014)
  • Robert Peter Sewell

    IRN RPS01059

    • CF2 Non Executive Director (1 Dec 2001 to 27 Mar 2007)
  • Robin Ashley Phipps

    IRN RAP01091

    • CF2 Non Executive Director (24 Jul 2003 to 10 Jan 2007)
    • CF1 Director (1 Dec 2001 to 24 Jul 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Jul 2003)
  • Roger Dowsett

    IRN RXD86510

    • [FCA CF] Significant management (12 Jun 2020 to 30 Apr 2021)
  • Rosanne Mary Murison

    IRN RMM01166

    • SMF12 Chair of the Remuneration Committee (26 Feb 2020 to 16 Sep 2022)
  • Russell John Byrne

    IRN RJB01531

    • CF1 Director (3 Jul 2012 to 22 Oct 2015)
  • Russell Simon Whitworth

    IRN RSW01080

    • CF29 Significant management (5 Jul 2011 to 13 Feb 2015)
  • Sarah Rushworth

    IRN SXR56305

    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2021 to 31 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.