Date authorised
1 April 2013
Companies House
00423930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +441483568161
  • Complaints Contact

    57 Ladymead
    Guildford
    Surrey
    GU1 1DB
    UNITED KINGDOM
    Phone
    +4403301239970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Land Vehicles, Legal expenses, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Allen

    IRN SXA00078

    • [FCA CF] Significant management (6 Oct 2020 to 8 Dec 2022)
  • Simon Benedict Gadd

    IRN SBG00006

    • SMF7 Group Entity Senior Manager (5 Feb 2019 to 31 Dec 2019)
  • Simon Hird

    IRN SXH84001

    • [FCA CF] Significant management (29 May 2020 to 30 Jun 2023)
  • Simon Howarth

    IRN SXH84003

    • [FCA CF] Significant management (29 May 2020 to 15 Feb 2021)
  • Simon Pollack

    IRN SXP01639

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 31 Dec 2019)
    • SIMF22 Chief Underwriting Officer Function (29 Jan 2018 to 9 Dec 2018)
  • Stefan Thomas

    IRN SXT84000

    • [FCA CF] Significant management (29 May 2020 to 31 Dec 2020)
  • Stephen Licence

    IRN SCL01080

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2019)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (15 Oct 2014 to 6 Mar 2016)
  • Stephen Paul Harry

    IRN SPH01170

    • CF2 Non Executive Director (21 Feb 2011 to 27 Apr 2012)
  • Stephen Tickle

    IRN SXT44381

    • [FCA CF] Significant management (1 May 2021 to 8 Apr 2024)
  • Stephen Treloar

    IRN SXT01336

    • SMF9 Chair of the Governing Body (10 Mar 2020 to 30 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.