Fairey Associates Ltd

• Principal Place of Business

  Unit 4

  Threshelfords Business Park

  Inworth Road

  Feering

  Colchester

  Essex

  CO5 9SE

  UNITED KINGDOM

  Phone

  +4403453190005

  Web

  https://www.faireyassociates.co.uk

• Complaints Contact

  Unit 4

  Threshelfords Business Park

  Inworth Road

  Feering

  Colchester

  Essex

  CO5 9SE

  UNITED KINGDOM

  Phone

  +443453190005

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dwight Witmer

  IRN DXW01615

  • CF30 Customer (12 Apr 2011 to 6 Aug 2013)
• Edward James Fairey

  IRN EJF01023

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Sep 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Sep 2025)
  • CF30 Customer (1 May 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 May 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
  • CF1 Director (1 May 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 May 2008 to 30 Sep 2018)
• Emma Rose Hatherley

  IRN ERH01023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 22 Sep 2025)
  • SMF3 Executive Director (since 22 Sep 2025)
  • [FCA CF] Manager of certification employee (since 29 Oct 2024)
  • [FCA CF] Client dealing (since 20 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2024)
• Gary Paul Beesley

  IRN GPB01118

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2021)
  • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
• Hannah Jane Boxshall

  IRN HJC01046

  • CF30 Customer (2 May 2012 to 18 May 2012)
• Harriet Catherine Wood

  IRN HXW00151

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
  • [FCA CF] Client dealing (since 30 Sep 2024)
• Ivar Sala

  IRN IXS01719

  • CF30 Customer (1 Nov 2016 to 29 Sep 2017)
• Jelena Gunner

  IRN JXG01615

  • CF30 Customer (2 Nov 2015 to 21 Apr 2016)
• Jennifer louise Hughes

  IRN JLH01170

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Oct 2012 to 8 Dec 2019)
• John Charles Laurence Donnelly

  IRN JCD01157

  • CF30 Customer (31 Jul 2017 to 13 Sep 2017)

• Geoffrey Howard Buchler (no longer appointed)

  FRN 483815 · Appointed 27 May 2008 · Until 7 Jan 2011

No changes recorded yet.