Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2021)
    • [FCA CF] Client dealing (since 14 Jun 2021)
    • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (1 Nov 2016 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.