Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 17 Apr 2024)
- CF1 Director (AR) (since 16 Apr 2024)
- CF30 Customer (since 16 Apr 2024)
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CHW WEALTH MANAGEMENT LIMITED
FRN 1013002
- Employed By (since 16 Apr 2024)
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- CF30 Customer (10 Jan 2022 to 29 Sep 2023)
- [FCA CF] Functions requiring qualifications (6 Sep 2021 to 29 Sep 2023)
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- (1)Employed By (10 Jan 2022 to 29 Sep 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2021)
- CF30 Customer (19 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (13 Oct 2015 to 4 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.