F1rst Financial Services Ltd

• Principal Place of Business

  4 Erpingham Road

  Poole

  Dorset

  BH12 1EX

  UNITED KINGDOM

  Phone

  +441202757136

  Web

  https://www.firstfinancialservices.co.uk

• Complaints Contact

  4 Erpingham Road

  Poole

  Dorset

  BH12 1EX

  UNITED KINGDOM

  Phone

  +441202757136

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony John Davies

  IRN AJD00058

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 1 Feb 2021)
  • SMF3 Executive Director (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (since 1 Feb 2021)
  • Responsible for Insurance Distribution (since 1 Feb 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2021)
  • Responsibility for MCD Intermediation (since 1 Feb 2021)
  • [FCA CF] Significant management (1 Feb 2021 to 2 Feb 2021)
• Briony Bartlett

  IRN BXB88642

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 28 Feb 2023)
• Colin Joseph West

  IRN CJW00069

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
• Jonathan Peter Kefford

  IRN JXK00750

  • SMF3 Executive Director (1 May 2025 to 31 Jan 2026)
  • [FCA CF] Functions requiring qualifications (28 Mar 2025 to 1 Nov 2025)
• Kevin reginald Fairey

  IRN KRF01013

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 31 Jan 2025)
• Lauren Pamela Dolling

  IRN LXP88641

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
• Thomas Richard Welch

  IRN TXW00237

  • [FCA CF] Functions requiring qualifications (26 Sep 2022 to 29 Sep 2023)

No changes recorded yet.