Colin Joseph West

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

F1rst Financial Services Ltd
FRN 920993
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
Baggette & Company Wealth Management Limited (no longer approved here)
FRN 522193
- CF30 Customer (16 Aug 2010 to 30 Sep 2011)
Park Row Associates (k508) (no longer approved here)
FRN 190108
- (218)Employed By (16 Feb 2001 to 26 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.