Anthony John Davies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • F1rst Financial Services Ltd

    FRN 920993

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Responsible for Insurance Distribution (since 1 Feb 2021)
    • SMF16 Compliance Oversight (since 1 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2021)
    • SMF3 Executive Director (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • Responsibility for MCD Intermediation (since 1 Feb 2021)
    • [FCA CF] Significant management (1 Feb 2021 to 2 Feb 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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