Exinity UK Ltd

• Principal Place of Business

  8 - 10 Old Jewry

  London

  EC2R 8DN

  UNITED KINGDOM

  Phone

  +442035141251

  Web

  https://www.forextime.com/uk

• Complaints Contact

  8 - 10 Old Jewry

  London

  EC2R 8DN

  UNITED KINGDOM

  Phone

  +442035141251

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nicholas Serff

  IRN NXS01168

  • SMF3 Executive Director (since 31 Mar 2025)
• Nigel Rose

  IRN NXR01270

  • Director of firm who is not a certification employee or a SMF manager (since 10 Jan 2025)
• Phillip James Christopher Baker

  IRN PJB01570

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (10 Apr 2018 to 8 Dec 2019)
• Ramandeep Gill

  IRN RXG00195

  • [FCA CF] Material risk taker (20 Jul 2020 to 3 Jun 2022)
  • [FCA CF] Significant management (20 Jul 2020 to 3 Jun 2022)
• Simon Charles Henry

  IRN SXH01763

  • SMF16 Compliance Oversight (17 Oct 2022 to 12 Apr 2024)
  • SMF3 Executive Director (17 Oct 2022 to 12 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Oct 2022 to 12 Apr 2024)
• Xin Zeng

  IRN XXZ00009

  • [FCA CF] Material risk taker (7 Feb 2022 to 21 Mar 2023)
  • [FCA CF] Client dealing (7 Feb 2022 to 21 Mar 2023)

No changes recorded yet.