Date authorised
1 July 2013
Companies House
08229133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455
  • Complaints Contact

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling provided in connection with investment advice or advice on buy to let mortgage
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Susan Barclay

    IRN NXA01228

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 3 Jan 2019)
  • Nigel Christopher Emson

    IRN NCE01028

    • CF1 Director (AR) (21 Apr 2017 to 14 Mar 2018)
  • Nigel John Drury

    IRN NJD01134

    • [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
  • Oliver Charles de Barra

    IRN OCB01006

    • CF30 Customer (23 Jan 2017 to 5 Dec 2017)
  • Paul William Westcott

    IRN PWW01058

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2017)
  • Peter Martin Craddock

    IRN PMC00060

    • CF1 Director (AR) (22 Jul 2015 to 19 Jan 2017)
  • Peter O'Sullivan

    IRN PSO00002

    • [FCA CF] Client dealing (12 Apr 2022 to 22 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (12 Apr 2022 to 22 Aug 2023)
    • CF30 Customer (22 Mar 2022 to 22 Aug 2023)
    • CF1 Director (AR) (22 Mar 2022 to 22 Aug 2023)
  • Peter Richard Butlin

    IRN PRB00044

    • [FCA CF] Client dealing (1 Dec 2023 to 16 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (1 Dec 2023 to 16 Sep 2025)
    • CF30 Customer (12 Nov 2023 to 16 Sep 2025)
  • Richard James Herdsman

    IRN RJH01457

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (29 Dec 2017 to 31 May 2024)
  • Richard Mark Valentine

    IRN RMV01018

    • [FCA CF] Significant management (12 Mar 2021 to 10 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.