Richard James Herdsman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 May 2024)
    • [FCA CF] Functions requiring qualifications (since 28 May 2024)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (29 Dec 2017 to 31 May 2024)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (25 Jun 2013 to 31 May 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (25 Jun 2013 to 15 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.