Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin John Nolan

  IRN KXN00012

  • CF30 Customer (29 Mar 2010 to 3 Aug 2012)
• Kevin Joseph Mark Condon

  IRN KJC01113

  • CF21 Investment Adviser (28 Jul 2006 to 11 Sep 2006)
• Kevin Lee Bodley

  IRN KLB00003

  • CF30 Customer (1 Nov 2007 to 3 Feb 2009)
  • CF21 Investment Adviser (23 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Mar 2004 to 23 Dec 2004)
• Kevin Mann

  IRN KXM00257

  • [FCA CF] Client dealing (27 May 2020 to 2 Oct 2025)
  • [FCA CF] Functions requiring qualifications (27 May 2020 to 2 Oct 2025)
• Kevin Perrin

  IRN KXP01275

  • CF30 Customer (17 Aug 2011 to 6 Dec 2013)
• Kevin Russell Day

  IRN KRD00002

  • CF21 Investment Adviser (22 May 2002 to 14 Dec 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)
• Kevin Stopps

  IRN KPS01021

  • Director of firm who is not a certification employee or a SMF manager (11 May 2021 to 1 Oct 2021)
  • SMF3 Executive Director (3 Dec 2020 to 11 May 2021)
• Khaled Hawwash

  IRN KXH01410

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
• Kiaron Paul Noone

  IRN APN00003

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)
• Kieron John Robertson

  IRN KJR00023

  • CF30 Customer (1 Sep 2015 to 1 Dec 2016)

No changes recorded yet.