Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jake Mills

  IRN JXM00848

  • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 31 Dec 2024)
  • [FCA CF] Client dealing (30 Jul 2021 to 31 Dec 2024)
• Jake Mills

  IRN JXM01381

  • [FCA CF] Client dealing (since 30 May 2023)
• James Adams

  IRN JXA00253

  • [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
• James Alan Livesey

  IRN JAL01303

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2021)
  • CF30 Customer (21 Dec 2016 to 8 Dec 2019)
• James Alexander Eaglesham

  IRN JAE01062

  • CF30 Customer (23 Jan 2008 to 27 Apr 2012)
• James Alexander Richard Wallace

  IRN JAW01274

  • CF30 Customer (29 Mar 2010 to 17 Jun 2011)
• James Andrew Diack

  IRN JAD00018

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
• James Andrew Phillips

  IRN JAP01177

  • CF30 Customer (12 Jun 2012 to 2 Jul 2018)
• James Annand Fraser

  IRN JAF01157

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 23 Sep 2020)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 23 Sep 2020)
  • CF2 Non Executive Director (2 Aug 2016 to 8 Dec 2019)
• James Armstrong Chatten

  IRN JAC01354

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2024)
  • CF30 Customer (20 Aug 2016 to 8 Dec 2019)

No changes recorded yet.